RT @ItsStillMeAlby: @FINRA… I humbly request that you please do your job and protect the common, everyday investor by ridding (again) Alpine Securities from the ...RT @Amit_b14: $GTII Alpine def is on bad terms with finra. I think they are going down for sure. Stealing will never stop if they stay in business.New York, NY, March 13, 2023 (GLOBE NEWSWIRE) — Global Tech Industries Group, Inc. (OTCQB: GTII) (“GTII” or the “Company”), www.gtii-us.com, a Nevada corporation, announced today that it has filed a lawsuit against Canaccord Genuity LLC, Credit Suisse Securities, (USA) LLC, Instinet LLC, Lime Trading Corporation and GTS, LLC in the …Oct 31, 2022 · The National Securities Clearing Corporation (“NSCC”) is a clearing agency registered. with the Securities and Exchange Commission (“SEC” or the “Commission”) under Section 17A. of the Securities Exchange Act of 1934 (the “Exchange Act”),1 subject to specific requirements. under Section 17A(b)(3) of the Exchange Act;2 a self ...New York, NY, April 29, 2024 (GLOBE NEWSWIRE) -- ( GTII: OTC) Global Tech Industries Group, Inc. (" GTII " or "The Company"), www.gtii-us.com, announced today that it has accepted an ...WASHINGTON - FINRA announced today that a FINRA extended hearing panel has expelled Salt Lake City-based broker-dealer Alpine Securities Corp. from FINRA membership, and ordered the firm to pay more than $2.3 million in restitution to customers for converting and misusing customer funds and securities, engaging in unauthorized trading, charging customers unfair prices in securities ...Fee and Commission Schedule . Please refer to your account statement. ALPINE SECURITIES Stock Brokerage & Investment Company . Author: cdoubek Created Date: 10/5/2022 10:43:23 AMAlpine Securities is a registered Broker Dealer offering Corporate, Individual, and Institutional Services. We also offer regulatory assistance to issuers and shareholders. Securities Trading. Alpine securities provides OTC Pink, OTCQB and Restricted Securities Trading. We also offer investment opportunities with Emerging Growth Companies.Global Tech Industries Group, Inc. to Pursue Legal Action in Connection with Trading Activities in Company's SharesSee the latest Global Tech Industries Group Inc stock price (GTII:PINX), related news, valuation, dividends and more to help you make your investing decisions.Global Tech Industries Group Inc (GTII) Post# of 7275 ... PDF Alpine Securities Corporation - SEC.gov judgment as to 2,720 violations of Section 17(a) of the Exchange ...Global Tech Industries Group, Inc. Files Lawsuit Against Alpine Securities Corporation in Connection with Trading Activities in the Company’s Shares March 13, 2023 19:18 ET | Source: Global Tech ...Questions for Alpine Securities, Scottsdale Capital John Hurry, Justine Hurry, Ron Riedel Do you still hold a concentrated short position in $GTii Are you the firm ...Global Tech Industries Group, Inc. Files Lawsuit Against Alpine Securities Corporation in Connection with Trading Activities in the Company’s Shares March 13, 2023 19:18 ET | Source: Global Tech ...Alpine Securities argues SEC copied a FINRA case | Financial Planning $gtii. 05 Oct 2022 08:44:00Per the SPA, GTII shall issue 100,000,000 shares of its common stock to Mr. Wintraub upon successful closing of a $350,000,000 (USD) bond offering, which proceeds will be used to support large ...Descending Broadening Wedge for GTII? Price target CAD $4.20 by June 2023. GTII is trading well below the 200DMA, expect a bounce towards the downward sloping resistance of the descending broadening wedge near term and short or sell your swing trade in that area. by ScotianBot. May 15, 2022.New York, NY, Feb. 06, 2023 (GLOBE NEWSWIRE) -- Global Tech Industries Group, Inc. (OTCQB: GTII) ("GTII" or the "Company"), www.gtii-us.com, a Nevada corporation, announced today that its ...Scottsdale and Alpine filed the suit in October. Finra in March 2022 had ordered Alpine to pay $2.3 million in restitution for allegedly charging customers unreasonable fees and expelled it from ...New York, NY, March 22, 2023 (GLOBE NEWSWIRE) -- (GTII: OTCQB) Global Tech Industries Group, Inc. (“GTII” or “The Company”), www.gtii-us.com, announced today that the lawsuit previously ...Find out all the key statistics for Global Tech Industries Group, Inc. (GTII), including valuation measures, fiscal year financial statistics, trading record, share statistics and more.Research the case of Alpine Securities Corporation v. National Securities Clearing et al, from the D. Utah, 03-08-2024. AnyLaw is the Friendly legal research service that gives you unlimited access to massive amounts of valuable legal data.GTII is about to go nuclear, Alpine admits they're totally underwater on 300 Million shorts on GTII Alpine Securities filed a motion to stay a 2.1 million backtesting charge in 11/22 because IT COULD NOT AFFORD IT straight from Pg 8 section B;ALPINE SECURITIES CORPORATION (CRD No. 14952), Respondent. Expedited Proceeding . No. FPI210010 . STAR No. 20210729963 . Hearing Officer–RES . EXPEDITED HEARING PANEL DECISION . April 7, 2022 . Alpine Securities Corporation failed to file a materially accurate audit report as requested under FINRA Rule 4140. For this violation, …New York, NY, March 29, 2023 (GLOBE NEWSWIRE) -- Global Tech Industries Group, Inc. (OTCQB: GTII) ("GTII" or the "Company"), www.gtii-us.com, a Nevada corporation, announced today that it ...Alpine Securities Corp. v. Securities and Exchange Commission. Docket number: 21-82. Supreme Court Term: 2021 Term. Federal Court: ... Petition Stage Response. Brief Topic: Securities Regulation (SEC) Briefs: 21-82_-_alpine_securities_brief_in_opp.pdf. Updated November 2, 2021. Leadership . Elizabeth B. Prelogar Solicitor General. Contact ...On February 7, 2020, National Securities Clearing Corporation ("NSCC") submitted a letter in this proceeding stating that it had filed a proposed rule change with the Commission.1 NSCC explained that the proposed rule change was intended "to enhance the calculation of certain components of the Required Fund Deposit—including components ...Finra tried to ban Alpine Securities Corp. from the industry after finding that it jacked up fees on customers by 60,000% and violated a cease-and-desist order 35,000 times.Alpine is going under. Looks like Finra is giving the finger to Alpine. Alpine has shorted GTii and DBMM. Good. Now let's just hope their short positions aren't gonna be pushed elsewhere.Recently, in an injunction order in Alpine Securities Corp. v. Financial Industry Regulatory Authority, 2 the D.C. Circuit found that Alpine had a substantial likelihood of succeeding on the merits of its constitutional challenge to FINRA’s structure. In a concurrence, Judge Walker reasoned that FINRA’s privately employed hearing officers ...The SEC is a JOKE Folks, Kicking The Can Down The Road... Here My Take on The Whole Thing in Relation to #gtii #alpine LINKS: Article Today NSCChttps://www...Let Alpine’s experienced team guide you through the process. These services include: 144 restricted stock sales for officers, directors and affiliates. Physical certificate, DWAC, DRS and ACAT clearance for all shareholders. Contact Alpine’s Client Services team by email at [email protected] September 2022, Alpine Securities Corporation, a prominent New York-based securities brokerage firm, received unwelcome news from the National Securities Clearing Corporation (NSCC). The NSCC observed deficiencies in Alpine’s portfolio, causing it to fall below its backtesting target.5- following the AI summarization, OP asks IF Alpine, not mentioned in the Lawsuit as a defendant, could possibly be one of the John Doe 1-50? Now the 'fun' begins. Say 'Discovery' leads to Stock Settlement of the counterfeit trades… what would happen to the stock price?Global Tech Industries Group, Inc. welcomes Mr. Luke Rahbari as the Company's new Chief Operating Officer. New York, NY, April 09, 2024 (GLOBE NEWSWIRE) -- (GTII: OTC) Global Tech Industries Group, Inc. ("GTII" or "The Company"), www.gtii-us.com, announced today that its board of directors, at a board meeting held on April 7, 2024, approved and authorized management to create the new ...William said GTII’s management has tried everything in the past to try to get rid of the concentrated naked shorts and nothing worked. Hope Alpine will finally be booted so that GTII can make us super rich!GTII - Global Tech Industries Group Members Online. Global Tech Industries Group, Inc. Files Lawsuit Against Alpine Securities upvotes ...New York, NY, May 09, 2023 (GLOBE NEWSWIRE) -- ( GTII:PINK) Global Tech Industries Group, Inc. (" GTII " or "The Company"), www.gtii-us.com, announced that it has successfully distributed ...ALPINE SECURITIES CORPORATION (CRD No. 14952), Respondent. Expedited Proceeding . No. FPI210010 . STAR No. 20210729963 . Hearing Officer–RES . EXPEDITED HEARING PANEL DECISION . April 7, 2022 . Alpine Securities Corporation failed to file a materially accurate audit report as requested under FINRA Rule 4140. For this violation, …Mar 13, 2023 · New York, NY, March 13, 2023 -- Global Tech Industries Group, Inc. , www.gtii-us.com, a Nevada corporation, announced today that it has filed a lawsuit against Canaccord Genuity LLC, Credit... 2.IOKP23VvrpwiwUC4Vye6Gomby9KI-Ydgnt2LFI5FSPY.c4Pu70Us5thzlQnyAVTbbOjQjJi_kcES-pbSQMITEaNn08OiGBfB8n2HdANew York, NY, March 13, 2023 (GLOBE NEWSWIRE) -- Global Tech Industries Group, Inc. (OTCQB: GTII) (“GTII” or the “Company”), www.gtii-us.com, a Nevada corporation, announced today that it has filed a lawsuit against Canaccord Genuity LLC, Credit Suisse Securities, (USA) LLC, Instinet LLC, Lime Trading Corporation and GTS, LLC in the ...I rely upon the SEC customer protection rule, 15c3-3 for protection above SEC limits. Unlike in a bank, fully owned and excess margin securities are segregated and cannot be used or pledged to meet the brokers obligations or debts.Get the latest market news for Global Tech Industries Group (GTII). Research GTII stock and other companies. 100% free, no signups. Popular Screeners Screens. Custom Screener Biggest Companies Most Profitable Best Performing Worst Performing 52-Week Highs 52-Week Lows Biggest Daily Gainers Biggest Daily Losers Most Active Today Best Growth Stocks.Alpine is a small, self-clearing broker-dealer that is engaged primarily in clearing microcap or over-the-counter ("OTC") stock transactions for other firms, including stocks with a price less than $0.01 a share. Alpine characterizes its primary mission as providing liquidity to the microcap OTC market.Alpine Securities Corporation is a prominent New York-based securities brokerage firm that provides a range of trading and investment services to its clients. It is no secret that brokerage firms engage in short selling, which is a trading strategy that involves borrowing shares and selling them with the hope of buying them back at a lower price.RT @shaughnessytemp: It's all here,plus @The_DTCC put Alpine's concentrated counterfeit short position in $GTII in writing.What else do you need @SECGov?Alpine is a small, self-clearing broker-dealer that is engaged primarily in clearing microcap or over-the-counter (“OTC”) stock transactions for other firms, including stocks with a price less than $0.01 a share. Alpine characterizes its primary mission as providing liquidity to the microcap OTC market.FINRA has expelled Utah broker Alpine Securities from membership and also ordered the firm to pay more than $2.3 million in restitution for customers. FINRA Expels Utah Broker, Orders $2.3 Million ...The National Securities Clearing Corporation ("NSCC") is a clearing agency registered. with the Securities and Exchange Commission ("SEC" or the "Commission") under Section 17A. of the Securities Exchange Act of 1934 (the "Exchange Act"),1 subject to specific requirements. under Section 17A(b)(3) of the Exchange Act;2 a self ...Robert Zoellner, Jr. joined Alpine in 1983 and is the Chief Executive Officer and Chief Investment Officer. He specializes in merger arbitrage and equity trading. In addition, he is a director and a member of the risk management committee. He has been a portfolio manager since 1993 and was previously a trader at Alpine. He began his career as a ...In court documents, Finra says that Alpine violated an initial cease-and-desist order more than 35,000 times, and that it had "stolen" more than $54 million from its clients. Fritz argues that ...Alpine Securities ... The SEC filed a civil enforcement action against Alpine, a registered broke... Support: 888-992-3836 Home NewsWire Subscriptions Login/Register ...Jul 17, 2023 · 1 Alpine Securities Corp. v. Financial Industry Regulatory Authority, No. 1:23-cv-01506-BAH (D.C. Cir. Jul. 5, 2023) (available here).. 2 Lucia v. SEC, 138 S. Ct. 2049, 2051, 2053.. 3 Compare ...RT @RealAvidTrader: Just Wait Until James Starts Finding Out About Alpine Securities! #GTII EDUCATION & PROOF IS HOW YOU WIN AND WE HAVE BOTH!Alpine Securities Corporation 7170 E. McDonald Dr. Suite 6 Scottsdale, AZ 85253 [email protected] (480) 603-4900. For inquiries related to existing Alpine Securities, Inc., accounts, please contact [email protected]. All requests sent to House Accounts must include the following:Dear Lifehacker,There have been a lot of passcode exploits lately. Like, a whole lot. Should I be worried? How much does protection does my lock screen actually give me?[jump] Dear...Alpine is forked! Last legs for Alpine. With a possible deal close announcement and dividend deadline, we're in good shape 👌. Is $10.00 a share a possibility for GTII? Thx.Operations Manager at ALPINE SECURITIES USVI, LLC · Experience: ALPINE SECURITIES USVI, LLC · Education: University of Connecticut · Location: Charlotte Amalie · 23 connections on LinkedIn. View Catherine Bryan's profile on LinkedIn, a professional community of 1 billion members.FOUNTAIN HILLS, AZ, Nov. 30, 2022 (GLOBE NEWSWIRE) -- Alpine Acquisition Corporation (NASDAQ: REVE) ("Alpine" or the "Company") announced today that its sponsor, Alpine Acquisition Sponsor ...Find company research, competitor information, contact details & financial data for Alpine Securities USVI, LLC of St Thomas, VI. Get the latest business insights from Dun & Bradstreet.William said GTII’s management has tried everything in the past to try to get rid of the concentrated naked shorts and nothing worked. Hope Alpine will finally be booted so that GTII can make us super rich!GTII shareholders will receive one (1) restricted common share for every 10 shares held as of record. The record date is filed for April 15 and the payment date is set for April 29. GTII stock rose more than +4% on Thursday with shares being up nearly +20% in the past 5-trading days, and more than +40% this year-to-date.FINRA Extended Hearing Panel Expels Alpine Securities; Orders Alpine to Pay $2.3 Million in Restitution to Customers finra.orgNew York, NY, March 13, 2023 -- Global Tech Industries Group, Inc. , www.gtii-us.com, a Nevada corporation, announced today that it has filed a lawsuit against Canaccord Genuity LLC, Credit... 2.IOKP23VvrpwiwUC4Vye6Gomby9KI-Ydgnt2LFI5FSPY.c4Pu70Us5thzlQnyAVTbbOjQjJi_kcES-pbSQMITEaNn08OiGBfB8n2HdAA Finra hearing panel expelled Alpine Securities in March and ordered it to pay $2.3 million in restitution for allegedly imposing unreasonable fees on its customers that amounted to conversion, ...Switzerland is renowned for its high standard of living, strong economy, and excellent work-life balance. With a highly skilled workforce and a stable job market, it’s no wonder th...On December 17, 2018, John Hurry broker dealer, Scottsdale Capital Advisers Corporation sued the Financial Industry Regulatory Authority ("FINRA"), for breach of contract in the U.S. District Court for the District of Columbia. Scottsdale and its sister company, Alpine Securities, Inc., are broker-dealers controlled by John Hurry and his ...The intraday chart, the last-five real-time quotes and sales data. Real-time stock quotes can be used to help inform investors when researching potential investment opportunities. Get real-time ...Mar 16, 2023 · Alpine Securities is in significant trouble and cannot pay the $2 million fine imposed on them by the SEC. They have declared bankruptcy. GTII has the highest concentrated short position in Alpine’s books, which is significant. GTII needs to fight against this illegal behavior, and a lawsuit is one of the ways to do so.May 13, 2024 · New York, NY, April 09, 2024 (GLOBE NEWSWIRE) -- (GTII: OTC) Global Tech Industries Group, Inc. (“GTII” or “The Company”), www.gtii-us.com, announced today that its board of directors, at a board meeting held on April 7, 2024, approved and authorized management to create the new executive position of Chief Operating Officer, and to welcome Mr. Luke Rahbari to join the Company in that ...Line dancing class at Cafe . Disclaimer-ELD tries to encourage members to keep content accurate as of the date of entry; however, we give no assurance or warranty regarding the accuracy, timeliness, or applicability of any of the contents.ELD excludes all liability and/or responsibility to you or any other person, or otherwise for any loss or damage directly or indirectly resulting from the ...Feb 6, 2023 · Further, in a recent a dministrative proceeding between Alpine Securities Corporation (“Alpine”) and the National Securities Clearing Corporation (“NSCC”) before the U.S. Securities and ...NSCC informed Alpine that deficiencies it observed in September 2022 caused Alpine to fall below the backtesting target, and it attributed the deficiencies to Alpine's " net short portfolios with the top driver being a concentrated short position in GTII ."New York, NY, June 01, 2022 (GLOBE NEWSWIRE) -- Global Tech Industries Group, Inc. (OTCQB: GTII) ("GTII" or the "Company"), www.gtii-us.com, a Nevada corporation, announced today that it ...The genesis of this case traces back to broker-dealer Alpine Securities Corp's efforts to halt an expedited Finra hearing that aimed to boot Alpine from the organization and require it to pay $2 ...New York, NY, April 09, 2024 (GLOBE NEWSWIRE) -- (GTII: OTC) Global Tech Industries Group, Inc. ("GTII" or "The Company"), www.gtii-us.com, announced today that its board of directors, at a board meeting held on April 7, 2024, approved and authorized management to create the new executive position of Chief Operating Officer, and to welcome Mr. Luke Rahbari to join the Company in that ...Hummingbird2: $GTII"Alpine Securities Corp. failed to meet its burden for pausing impending National Securities Clearing Corp. disciplinary proceedings while i...The SEC's complaint charges Alpine, Doubek, and Walsh with violating the antifraud provisions of Sections 10(b) and 15(c)(1)(A) of the Securities Exchange Act of 1934 and Rules 10b-5(a) and (c) thereunder, as well as Section 17(a)(1) of the Securities Act of 1933, and seeks injunctive relief, a penny stock bar, and civil penalties against them.Appeal filed: April 8, 2022 Last brief received: May 5, 2022 Alpine Securities Corp. ("Alpine") filed an application for review of a final FINRA decision suspending it from FINRA membership for failing to file a materially accurate audit report upon request as required by FINRA Rule 4140.1 Alpine moved for an emergency stay of the ...$GTII NEW ARTICLE : Global Tech Industries Group, Inc. Files Lawsuit Against Alpine Securities Corporation in Connection with Trading Activities in the Company's SharesDividend Capture Strategy for GTII. Dividend capture strategy is based on GTII's historical data. Past performance is no guarantee of future results. Step 1: Buy GTII shares 1 day before the ex-dividend date. Purchase Date (Estimate) N/A. Upcoming Ex-Dividend Date. N/A. Step 2: SEll GTII shares when price recovers.Aug 10, 2022 · Alpine Securities Corp., et al., No. 2:22-cv-01279 (D. Nev. filed August 10, 2022) The Securities and Exchange Commission today charged broker-dealer Alpine Securities Corporation, its former Chief Executive Officer Christopher Doubek, and its current Chief Operations Officer Joseph Walsh with engaging in a series of unauthorized securities ...2.5K subscribers in the GTII community. GTII - Global Tech Industries GroupOffice of General Counsel 1735 K Street, NW Washington, DC 20006 202-728-8816 - Telephone [email protected]. April 8, 2022. BEFORE THE SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. In the Matter of the Application of. Alpine Securities Corporation.--Global Tech Industries Group, Inc., www.gtii-us.com, a Nevada corporation, announced today that it has filed a lawsuit against Canaccord Genuity LLC, Credit Suisse Securities, LLC, Instinet LLC ...New York, NY, March 29, 2023 (GLOBE NEWSWIRE) -- Global Tech Industries Group, Inc. (OTCQB: GTII) ("GTII" or the "Company"), www.gtii-us.com, a Nevada corporation, announced today that it ...Global Tech Industries Group, Inc. Files Lawsuit Against Alpine Securities Corporation in Connection with Trading Activities in the Company's Shares March 13, 2023 19:18 ET | Source: Global Tech ...us tech 100. 17,804.001.39% )NSCC informed Alpine that deficiencies it observed in September 2022 caused Alpine to fall below the backtesting target, and it attributed the deficiencies to Alpine’s “ net short portfolios with the top driver being a concentrated short position in GTII .”Global Tech Industries Group, Inc. Files Lawsuit Against Alpine Securities Corporation in Connection with Trading Activities in the Company’s Shares. 03/13/2023 23:18. ... GTII is a publicly traded Company incorporated in the state of Nevada, specializing in the pursuit of acquiring new and innovative technologies.. 23 votes, 10 comments. Alpine is on the ropes after lText. A federal appeals court temporarily blocke Join this channel to get access to perks:https://www.youtube.com/channel/UCcnPleP05_jPwgroBxIvFFw/joinIf you found this video enjoyable please Like and Subsc... Vanessa A. Countryman, Secretary at the S FINRA Extended Hearing Panel Expels Alpine Securities; Orders Alpine to Pay $2.3 Million in Restitution to Customers finra.org Alpine Securities Corp. failed to meet its bu...
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